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Piper Jaffray
Results: 58

#	Item
41	Microsoft Word - SECAdvisoryCommittee doc[removed]JMM.docx Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2012-06-25 08:50:18 Investment banks Financial markets Companies listed on the New York Stock Exchange Piper Jaffray U.S. Bancorp Finance Microcap stock Market capitalization Initial public offering Investment Financial economics Stock market
42	FINAL JUDGMENT AS TO DEFENDANT U.S. BANCORP PIPER JAFFRAY INC. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-10 10:37:42 Securities research Defendant Security Financial system Finance Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Financial services Financial economics Lawsuit
43	Pre-Qualified List of Bond Underwriters and Investment Bankers FY[removed]July 1, 2013 – June 30, 2014) Backstrom McCarley Berry & Co., LLC Loop Capital Markets LLC Add to Reading List Source URL: plonedev.hawaii.gov Language: English - Date: 2013-07-03 19:29:15 Financial economics Stifel Nicolaus Piper Jaffray Underwriting BMO Capital Markets Citigroup Financial market Bond Investment banking Investment Investment banks
44	COMMISSION NEWS ARIZONA CORPORATION COMMISSION, 1200 W. WASHINGTON, PHOENIX, AZ[removed]TO: EDITORS, NEWS DIRECTORS FOR: IMMEDIATE RELEASE DATE: September 19, 2003 Add to Reading List Source URL: www.azinvestor.gov Language: English - Date: 2013-08-07 17:01:45 Investment banks Primary dealers Shearson Lehman/American Express Lehman Brothers Financial analyst Bear Stearns Piper Jaffray Citigroup Short Investment banking Investment Financial economics
45	COMMISSION NEWS ARIZONA CORPORATION COMMISSION, 1200 W. WASHINGTON, PHOENIX, AZ[removed]TO: EDITORS, NEWS DIRECTORS FOR: IMMEDIATE RELEASE DATE: April 28, 2003 Add to Reading List Source URL: www.azinvestor.gov Language: English - Date: 2013-08-07 16:34:19 Investment banks Global settlement Investment banking Merrill Lynch Bear Stearns Lehman Brothers Morgan Stanley Piper Jaffray UBS Investment Financial economics Primary dealers
46	Andrew Baw Chief Practice Officer Add to Reading List Source URL: www.orrick.com Language: English - Date: 2012-09-29 17:50:31 Finance Private equity Venture capital Piper Jaffray Investment Financial economics Investment banks
47	PDF Document Add to Reading List Source URL: www.mainebondbank.com Language: English - Date: 2013-11-05 10:13:56 Financial services Financial economics UBS Bank of America Royal Bank of Canada Piper Jaffray Citigroup Investment Primary dealers Investment banks
48	Piper Jaffray & Co. and Jane Towery Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-05 11:36:29 Primary dealers Securities Economy of the United States United States securities law SEC filings Late-2000s financial crisis Bond Underwriting Securities Act Economics Finance Financial economics
49	Presentation at Birmingham, Alabama, Field Hearing on the State of the Municipal Securities Market, July 29, 2011: William P. Henderson Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-29 13:38:56 Financial markets Stock market Bonds Government debt Municipal bond Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Industry and Financial Markets Association Issuer Piper Jaffray Financial economics Investment Economics
50	Microsoft Word - SECAdvisoryCommittee doc[removed]JMM.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-25 08:50:18 Investment banks Financial markets Companies listed on the New York Stock Exchange Piper Jaffray U.S. Bancorp Finance Microcap stock Market capitalization Initial public offering Investment Financial economics Stock market

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